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Enforcement News: Financial Elder Abuse, Vulnerability, and the SEC’s Enforcement Response
Financial abuse of seniors and other vulnerable adults is among the most damaging and the least visible forms of investor harm. It arises when age, illness, cognitive decline, or dependence on trusted professionals erodes an individual’s ability to evaluate advice or resist coercion, even while legal capacity nominally remains intact.

Jeffrey Haber
Apr 63 min read
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