Search Results

an adviser separately purchases the same security for several clients on the same day, the adviser might For example, the investment adviser might allocate the profitable trades to his/her personal account Conversely, trades that incur losses might be allocated to the accounts of less preferred clients of

reliance on HOV’s execution of Exhibit E and promise to both pay for and abide by the stated license rights

non-compliance or impose some form of sanction on the non-compliant party that is not fatal to that party’s rights

permitting parties to withhold relevant information. 6 Consequently, the burden of establishing any right

It stands in derogation of the public's right to every man's evidence, and as an obstacle to the investigation After generally discussing the right of privacy and the expectation of privacy in the workplace, the does the company monitor the use of the employee's computer or e-mail, (3) do third parties have a right system, advised that  employees “should have no expectation of privacy” and that the employers “had the right

Mar. 22, 2016) (“ Phoenix Light/U.S. Bank ”). regulates federal credit unions. Upon liquidation, NCUA succeeds to “all rights, titles, powers, and privileges of the credit union, and and notifying relevant parties of any defects as well as providing notice of and enforcing repurchase rights Id ., citing Phoenix Light SF Ltd. v.

Where the right to indemnification is based upon a written agreement, the specific language of the contract Allergan Finance, LLC (“Allergan”), the successor to Actavis’s rights and obligations under the APA, expenses, including fees and disbursements of counsel” incurred “in connection with any claim,” with a right further explained that “the provision not require an adverse determination as a precondition to the right significant issues of fact development and liability that may well be determined in the Opioid Lawsuits that might

commercial landlord as against a tenant that abandoned the subject premises and improperly assigned its rights A waiver is “an intentional relinquishment of a known right and should not be lightly presumed.” 

The pertinent inquiry is whether the thrust of the plaintiff’s action is to vindicate his personal rights

These new initiatives reflect the Commission’s dedication to fighting fraud and to educating retail investors “The Enforcement Division is committed to fighting for our country’s educators, service members, and look forward to working together to help these important groups make the best investment decisions right

7509; and to the extent that the clarified award was based on trusts it deprived respondents of their rights clarification; the clarification was not a modification subject to CPLR §§ 7509 & 7511(c) and their rights

Consequently, the burden of establishing any right to protection is on the party asserting it; the protection