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682 results found for "fraud"
- Transaction Documents Found Not to Be So Intertwined as To Warrant a Stay of Judgment on A Note
Defendant also claimed that he was fraudulently induced by Huang’s misrepresentations to borrow the money Defendant Da Wei Gongsun, the guarantor on the Note, also asserted that he was fraudulently induced to The motion court also rejected defendant’s fraud in the inducement allegations, holding that they were
- SECOND DEPARTMENT INVOKES ESTOPPEL TO PREVENT A MORTGAGE FORECLOSURE DEFENDANT FROM ARGUING THAT SHE WAS SERVED WITH PROCESS AT AN IMPROPER ADDRESS
is imposed by law in the interest of fairness to prevent the enforcement of rights which would work fraud
- Regulators Offer Training to Securities Firms in the Fight to Detect, Prevent and Report of Financial Exploitation of Seniors and Vulnerable Adults
explained in NASAA’s press release, the association developed resources to help identify the red flags of fraud
- SEC, NASAA, and FINRA Recognize One-Year Anniversary of The Senior Safe Act by Promoting Increased Reporting of Suspected Financial Exploitation of Seniors and Vulnerable Adults
older adults by allowing banks, credit unions, investment advisers and brokers to report suspected fraud It gives “financial professionals—those on the front lines who can best spot fraud and abuse—the tools
- Enforcement News: SEC Charges Broker-Dealers/Investment Advisers With Deficiencies Relating to the Prevention of Customer Identity Theft
The rule defines “identity theft” as a fraud committed or attempted using the identifying information
- New York Court of Appeals Reaffirms that Claims Under GBL 349 and 350 Must Have A Broader Impact On Consumers At Large
Notably, the deceptive practice does not have to rise to “the level of common-law fraud to be actionable In fact, “ lthough General Business Law § 349 claims have been aptly characterized as similar to fraud For example, while reliance is an element of a fraud claim, it is not an element of a GBL § 349 claim
- SEC Reaches Settlements with Defunct Dewey & LeBoeuf Executives
(“SEC” or the “Commission”) to pay civil penalties in connection with their roles in a $150 million fraudulent Davis (“Davis”), former executives of the firm, in connection with their roles in the fraudulent bond Jury Deadlocked on Charges of Fraud and Larceny In October 2015, a Manhattan jury found itself deadlocked on charges of fraud and larceny brought against Davis, Stephen DiCarmine (“DiCarmine”) and Joel Sanders Though a Manhattan jury acquitted DiCarmine, it found Sanders guilty of securities fraud, a scheme to
- COVID-19 and the SEC and FINRA: Adjusting and Fully Operational
The Division is actively monitoring the markets for frauds, illicit schemes and other misconduct – and In addition, FINRA is focusing on monitoring for fraud, illicit schemes, and other manipulative activities
- Failure to Demonstrate Mailing of Invoice Dooms Account Stated Claim
In the absence of fraud, mistake or other equitable considerations making it improper to recognize the
- First Department Upholds GBL § 349(h) Claim, Finding the Elements Properly Alleged and Not Duplicative of a Contract Claim
Notably, the deceptive practice does not have to rise to “the level of common-law fraud to be actionable In fact, “ lthough General Business Law § 349 claims have been aptly characterized as similar to fraud For example, while reliance is an element of a fraud claim, it is not an element of a GBL § 349 claim Although a GBL § 349 claim does not rise to the level of a fraud claim, it is nonetheless susceptible , like its fraud companion, to dismissal for being duplicative of a contract claim.
- Impossibility of Performance in the Time of COVID-19
741 N.Y.S.2d 218 <1st dept 2002> ); financial condition of a contracting party changed due to the fraud
- Who Decides Arbitrability? It Depends on The Agreement
The complaint contained nine causes of action including, inter alia , breach of contract, fraud, conversion