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393 results found for "whistleblower representation"
- REVIVE A TIME-BARRED CLAIM USING § 17-101 OF NEW YORK’S GENERAL OBLIGATIONS LAW
he has thereby acknowledged is that the 1991 discussion took place and that the transcript is a true representation
- THE FIRST DEPARTMENT REAFFIRMS THAT A CLAIM FOR EXCESSIVE FEES AGAINST AN ATTORNEY IS SEPARATE AND DISTINCT FROM A LEGAL MALPRACTICE CLAIM
action, and should not have been dismissed, because the claim was not based on the quality of the legal representation , defendants produced only a draft complaint that was essentially identical to the one that she had presented
- Fraud Notes: Accounting Fraud, Scienter, Justifiable Reliance and the Statute of Limitations – A Potpourri of Fraud Allegations
reports that gave the entities being audited a clean bill of health – i.e. , the financial statements presented collapse and issued unqualified audit reports (the “Audit Reports”) that the Funds’ financial statements presented were presumably reflected in PPCO’s financial statements, which CohnReznick improperly certified as presenting According to plaintiffs, it was only as a result of the documents presented and testimony adduced during One way to do so is to make an additional inquiry into the truth of the representation ( ACA Fin. , 25
- The Race to Record a Mortgage is One You Do Not Want to Lose
property but Fandy “merely accepted, without any proof or inquiry, independent or otherwise, a bare representation
- Christmas Coal For Two Companies That Used Separation Agreements To Impede The Ability Of Departing Employees To Report Violations Of The Securities Laws
to whistleblowers that voluntarily provide the SEC with information about violations of the securities against individuals who blow the whistle under the SEC whistleblower program. In 2011, the SEC adopted Rule 21F-17 to implement the whistleblower-protection provisions of the Act. The SEC further found that SandRidge fired a whistleblower who repeatedly raised concerns internally ,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower.
- Fraud Notes: Hints of Falsity and Failure to Plead Damages
It cannot reasonably rely on such representations without making additional inquiry to determine their
- Want to Hold a Corporate Officer Personally Liable for an Alleged Wrong? Try Piercing the Corporate Veil … if You Can
respect to small, privately-held corporations, ‘the trappings of sophisticated corporate life are rarely present closing and arising out of or in connection with, inter alia , the breach, or inaccuracy, of any of DKM’s representations 2011 – nearly seven years after the closing – Town-Line notified DKM of an alleged breach of DKM’s representations substantially all of DKM’s assets in 2004, DKM would be left with no source of revenue going forward – thereby presenting
- Second Department Shorts: Two Cases, One Element of Fraud
elements of a fraudulent inducement cause of action ( e.g. , “a knowing misrepresentation of material present Under insurance law, “ representation is a statement as to past or present fact, made to the insurer “To establish materiality as a matter of law, the insurer must present documentation concerning its underwriting
- Enforcement News: SEC Charges Broker with Scheme to Defraud Mostly Elderly Retail Brokerage Customers and Investment Advisory Clients
Relying on Matthes’ representations, said the SEC, 15 customers sold or authorized Matthes to sell, in
- The U.S. Government Intervenes In $50 Million Healthcare Fraud Case
However, whistleblowers – those willing to risk career, financial security, reputation and sometimes between 2003 and 2015, the defendants perpetrated their fraud by, among other things: (1) making false representations
- The Choice Act 2.0 Easily Passes The House In The First Step To Roll Back Core Regulations Under The Dodd-Frank Act
has written about other parts of the CHOICE Act 2.0, such as the provision that: (a) weakens the SEC Whistleblower
- Fraud Notes: Scienter and The Failure to Allege Falsity
“They alleged,” among other things, that defendants “create and present for payment to plaintiffs of That prediction (which was not a representation of a fact) turned out to be true – plaintiff made five
