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522 results found for "loss-causation"
- The Essence of a “Time of the Essence” Letter
close on a “time of the essence” closing date, he risks being declared in default by the seller and losing
- SEC ENFORCEMENT NEWS: PROTECTING ADVISORY CLIENTS FROM UNDISCLOSED CONFLICTS OF INTEREST IN THE SALE OF MUTUAL FUND SHARE CLASSES
Ameriprise disadvantaged certain retirement customers by failing to ascertain their eligibility for less Ameriprise recommended and sold retirement customers more expensive mutual fund share classes when less
- Cell Phones, Videos, WhatsApp and The Spoliation of Evidence
where the moving party has not been deprived of the ability to establish his or her case or defense, a less
- NEW YORK COURT OF APPEALS REAFFIRMS THAT LEASE LANGUAGE DETERMINES OUT OF POSSESSION LANDLORD’S LIABILITY TO THIRD PARTIES
(b) their possession is for a limited term and thus the incentive to make repairs is significantly less
- Fantasy Baseball and the Sign-Stealing Scandal: Court Dismisses Class Action Lawsuit Brought By Fantasy Baseball Fans
players feel cheated by the Astros’ conduct – just ask any player on the Yankees how he feels about losing
- Court Rules That Law Banning Robocalls Is Not Unconstitutional Despite Being Content Based
The TCPA allows consumers who receive such calls to recover the greater of their actual monetary loss
- First Department Addresses Fraud, Justifiable Reliance and the Statute of Limitations
preventing surprises through revival of claims that have been allowed to slumber until evidence has been lost Hugh claimed that although Magic occupied less than 10% of Epiphany’s space, Magic’s rent would be $481,026 faithful agent of plaintiff — whether officer, director or employee — actually read or heard, much less
- Court Declines to Stay 1933 Act State Action In Favor of Parallel Federal Action Alleging Claims Under the 1933 Act and the Exchange Act
County 2019) (“ he liability issues in a 1933 Act case are, if anything, less complex than issues the
- The Anti-Retaliation Provisions Of Sox And Dodd-Frank And The Importance Of Complying With All Pleading Requirements
unreported, especially in the workplace, because people who know about them are afraid of being disciplined, losing whistleblowing activity, that their employer knew they engaged in protected activity, and that there was a causal Less than 48 hours after he returned to work, Morgan Stanley fired Boland under the pretext of substandard Likewise, under Dodd-Frank, Plaintiffs need only establish that their termination was causally connected whistleblowing activity, that his/her employer knew s/he engaged in protected activity, and that there was a causal
- UBS Seeks to Overturn Puerto Rico Bond Finra Award
In December 2016, UBS lost an $18.5 million arbitration brought by two former clients, a husband and involvement as a plaintiff in a securities fraud class action seeking to recover personal investment losses
- Fraud Claim Dismissed Because Sophisticated Businessman Failed to Plead Justifiable Reliance
of 2011 as Century amended its estimates of resources available and its mines produced significantly less when, in fact, it was a “Preliminary Economic Assessment” or “Scoping Study,” which is generally much less
- Court Finds Minority Shareholder Lacks Standing to Seek Deadlock Dissolution Under the BCL
Thus, where a party owns less than 50% of the voting shares, dissolution will be denied. the petition, arguing that Balkind did not have standing pursuant to BCL § 1104 because Balkind owned less